Susanna Esteban

Dpt  of Economics

Universidad Carlos III de Madrid

E-mail: sesteban@eco.uc3m.es

Tel: (+34) 91 624 5874

 

Address

Office 15.1.08 – Dept.  of Economics

Calle Madrid 126

Universidad Carlos III de Madrid

Getafe 28903, Madrid

SPAIN

 

 

 

 

 

Research

 

Temptation, Self-Control and Optimal Pricing

 

Nonlinear Pricing with Self-Control Preferences, with Eiichi Miyagawa and Matthew Shum

Journal of Economic Theory,  vol 135 (2007), no 1, pages 306-336

Paper [PDF]

Abstract A basic assumption of economics is that consumers choose what they want. However, many consumers find it difficult to stop overeating, overspending, smoking, procrastinating, etc, even though they want to. In reality, consumers have temptation and it is psychologically costly to exercise self-control. To clarify the implications of the existence of temptation and self-control costs, this paper studies a firm's optimal selling strategy exploiting the behavioral features of consumers. We characterize optimal nonlinear pricing schemes for a monopoly when self-control is costly for consumers as in Gul and Pesendorfer (2001). Since consumers have a preference for commitment, the firm faces a trade-off between offering a small menu that makes the consumers' self-control easier and offering a large menu that achieves better price discrimination. We show that the optimal menu resembles the one in thestandard nonlinear pricing problem with a price ceiling, where the upper bound on prices is determined endogenously by a participation constraint. The constraint motivates the firm to offer a relatively flat and compact price schedule, serving more consumers with low demand. The characterization also shows that the firm may earn less if consumers have temptation.

JEL Classifications D42, D82, L12, L15.

Keywords Temptation, self-control, commitment, nonlinear pricing, price discrimination ■

 

Optimal Menu of Menus with Self-Control Preferences, with Eiichi Miyagawa, submitted

Peer reviewed in NAJ Economics, Peer Reviews of Economics Publications,  vol. 12, September 24, 2005 [link]

Paper [PDF]

 Abstract Standard theories of optimal pricing are based on the assumption that consumers are free from temptation. To study whether the presence of temptation has a significant impact on a firm's optimal pricing strategy, we consider the formulation of temptation due to Gul and Pesendorfer (2001), and study the monopolist's optimal nonlinear pricing problem. We show that if temptation raises consumers' marginal value for the quality of goods, the firm can achieve perfect discrimination by offering multiple menus that target different consumer types. To eliminate consumers' incentives to mimic others, the firm adds to the menus items that are tempting and ex ante undesirable for any unintended customer. The perfect discrimination result is robust, holding even if the deviation from standard preferences is arbitrarily small and if other behavioral formulations are adopted. We also show that participation fees, which play little role in the standard problem, have an effect of reducing consumers' disutility from self-control and enable the firm to extract more surplus when facing consumers with temptation.

JEL Classification D11, D42, D82, L12, L15, M31

Keywords Temptation, self-control, commitment, nonlinear pricing, second-degree price discrimination, perfect discrimination, entry fees, specialization 

 

Temptation, Self-Control, and Competitive Nonlinear Pricing, with Eiichi Miyagawa

Economic Letters, Volume 90, Issue 3, March 2006, Pages 348-355

Paper [PDF]

Abstract Standard pricing theories consider consumer without temptation. With temptation and costly self-control, consumers dislike choice sets with tempting alternatives. We study firms’ strategy against such consumers, using Gul-Pesendorfer preferences and a game where firms compete by offering menus.

JEL Classification D43, L13, L15

Keywords Temptation, Self-control, Nonlinear pricing, Pooling, Participation fees ■

 

 

Durable Goods and Secondary Markets

 

Durable Goods Oligopoly with Secondary Markets: the Case of Automobiles, with Matthew Shum

RAND Journal of Economics, 38 (2007) , pp 332–354

Paper [PDF]

Appendices [Table of summary statistics of data]

Abstract We study the effects of durability and secondary markets on equilibrium firm behavior in the car market. When there are secondary markets, forward-looking firms internalize the effect of their current production decisions on their current and future profits. We construct a dynamic oligopoly model of a differentiated product market to incorporate the equilibrium production dynamics which arise from the durability of the goods and their trade in secondary markets. We derive an econometric model and estimate its parameters using data from the automobile industry over a twenty-year period. Our estimates are used to provide a measure of the competitive importance of the secondary market. ■

 

Demand and Supply Estimation Biases of Omitting Durability, with Jiawei Chen and Matthew Shum

Journal of Econometrics, forthcoming  (special refereed issue on Demand Estimation)

Paper [PDF]

Abstract  In this paper, we build a dynamic equilibrium model of a durable goods oligopoly with a competitive secondary market to evaluate the

bias in estimating the structural parameters of demand and supply when omitting the durability of the product and its trade in the secondary market. Our approach is to obtain simulated data from our dynamic durable-goods model and then use these data to estimate the static counterpart of the model that omits durability. We find that the static estimate of the elasticity of demand is an overestimate of the true elasticity and the static estimate of the firms' markup is an underestimate. The markup bias is larger in magnitude than the elasticity of demand bias, which suggests that a correct specification of firm behavior is crucial in order to draw policy implications for durable-good markets. ■

 

Effective Scrappage Subsidies

Contributions to Theoretical Economics —The B.E. Journals in Theoretical Economics, Volume 7, Issue 1, Article 9

Paper [PDF

Abstract It is a common practice for governments to offer scrappage subsidies in order to stimulate the early removal of used cars and modify the distribution of vehicle holdings. In this paper, we analyze the market implications of such subsidies when producers have market power and face competition from a secondary used car market. One key result is that with market power, a subsidy can induce scrappage even if its monetary value is less than the price of a used car without a subsidy. We provide a full characterization of the effects of scrappage subsidies on primary and secondary markets for the case of a monopoly, and show that the subsidy that maximizes aggregate welfare pays less for a used car than its price without a subsidy. Our results contrast with the predictions derived from a model with perfect competition.

JEL Classification H23, L5, L42

Keywords Scrappage Subsidy, Secondary Market, Market Power, Automobile Industry, Minimum Subsidy ■

 

Market Structure, Scrappage and Moral Hazard, with Gerard Llobet

Economic Letters, Volume 88, Issue 2, August 2005, Pages 203-208

Paper [PDF]

Abstract In the presence of moral hazard, the optimal contract for a durable-goods monopolist is a lease with an option to buy. This contract is optimal regardless of the monopolist's ability to commit and creates inefficient scrappage.

JEL Classification L11, L12

Keywords Monopoly; Moral hazard; Scrappage; Maintenance; Durability ■

 

Equilibrium Dynamics in Semi-Durable Goods Markets, revise and resubmit

Paper [PDF]

Abstract  In this paper I study the dynamic behavior of prices and production in markets for semi-durable goods with competing secondary markets. With a non-stochastic version of the model, I show that production and prices oscillate but converge to their steady state levels; secondary market prices have wider oscillations than primary market prices; transactions in primary and secondary markets have negative co-movements; and, more competitive primary markets have wider oscillations in production. With a stochastic version of the model, I show that secondary market prices are more volatile than primary market prices; the variance of production increases with the number of firms; and, for sufficiently concentrated markets, the variance of production can be smaller than the variance of production in a static (nondurable goods) model. ■

 

How much Competition is a Secondary Market?, with Jiawei Chen and Matthew Shum

Paper [PDF]

Abstract  In this paper, we build a dynamic equilibrium model of durable goods oligopoly, in which consumers face lumpy costs of transacting in the secondary car market and to which they respond by buying and selling infrequently. We calibrate the model using aggregate data from the U.S. automobile industry and measure transaction costs and the substitutability between products. We use our estimates to directly quantify how much competition active secondary markets represent for durable-goods producers.■

 

 

In Progress

 

The Tokyo Condominium Market: Estimation of a Durable-Goods Model with Secondary Markets and Transaction Costs, with J. Chen, M. Shum and M. Tanaka

 

Measuring Market Power in a Durable Goods Oligopoly: the Sports Car Market, with Matthew Shum,

manuscript, January 2001.  

 

Large Menus with Temptation, Self-Control, and Flexibility Preferences, in progress

 

Car Cycles, with Alejandro Riano and Matthew Shum, in progress

 

Catching-up, with Gerard Llobet, in progress